Investment advisers act of 1940 definition

Investment advisers act of 1940 means the investment advisers act of 1940, 15 USC 80b-1 to 80b-21.
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Investment advisers act of 1940. (15 USC § 80b-1 et seq.) means the federal statute of that name as now or hereafter amended.
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Investment advisers act of 1940 means the investment advisers act of 1940, title II of chapter 686, 54 Stat. 847, 15 U.S.C. 80b-1 to 80b-21.
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Examples of Investment advisers act of 1940 in a sentence

  • Client should consult his or her tax adviser for more information.7. Any state-based benefit offered with respect to a particular 529 college savings plan should be one of many factors to be considered in making an investment decision.8. client understands that if this 529 Plan account is being open directly with the product sponsor or in a brokerage account, Vfa is not acting as a fiduciary pursuant to the Investment advisers act of 1940 for this account or the transactions executed herein.


More Definitions of Investment advisers act of 1940

Investment advisers act of 1940 means the act of Congress known as the investment advisers act of 1940 (15 United States Code section 80b).
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Investment advisers act of 1940 means the federal statute of that name as amended before or after the effective date of this Chapter.
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Investment advisers act of 1940 means the act of Congress known
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Investment advisers act of 1940 means the federal law passed as P.L. 76-768 and
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Investment advisers act of 1940 means the investment
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Investment advisers act of 1940 means the Investment Advisers Act of 1940, approved August 22, 1940 (54 Stat. 847; 15 U.S.C. § 80b-1 et seq.).
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Related to Investment advisers act of 1940

  • Investment Advisers Act means the Investment Advisers Act of 1940.

  • Investment Company Act of 1940 means the Investment Company Act of 1940, as amended, and the rules and regulations thereunder.

  • Advisers Act means the Investment Advisers Act of 1940, as amended.

  • Investment Company Act means the Investment Company Act of 1940, as amended.

  • Investment Company Act Event means that the Company shall have received an Opinion of Counsel to the effect that, as a result of the occurrence of a change in law or regulation or a written change in interpretation or application of law or regulation by any legislative body, court, governmental agency or regulatory authority, there is more than an insubstantial risk that the Securities Trust is or will be considered an "investment company" that is required to be registered under the Investment Company Act of 1940, as amended, which change becomes effective on or after the Original Issue Date.

  • investment advice means the provision of personal recommendations to a client, either upon its request or at the initiative of the investment firm, in respect of one or more transactions relating to financial instruments;

  • U.S. Investment Company Act means the United States Investment Company Act of 1940, as amended;

  • Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Company Act means the Company Act of the Province of British Columbia from time to time in force and all amendments thereto and includes all regulations and amendments thereto made pursuant to that Act;

  • Advisers Act Rules and Regulations means the rules and regulations of the Commission under the Advisers Act.

  • 2000 Act means the Local Government Act 2000;

  • Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.

  • Securities Act of 1933 means the United States Securities Act of 1933, as from time to time amended.

  • Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c.S.5, as amended, and the regulations thereunder, unless otherwise specified, as the same exist on the date hereof.

  • Volcker Rule means Section 13 of the U.S. Bank Holding Company Act of 1956, as amended, and the applicable rules and regulations thereunder.

  • Act of 1999 means the Electricity Regulation Act 1999;

  • Act of 1994 means the Solicitors (Amendment) Act 1994 [No.27 of 1994];

  • Act of 1997 means the Taxes Consolidation Act 1997;

  • 1940 Act means the Investment Company Act of 1940, as amended.

  • S.A.F.E. act means the federal Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (Public Law 110-289).

  • SEBI Act or “Act” means the Securities and Exchange Board of India Act, 1992;

  • FW Act means the Fair Work Act 2009 (Cth).

  • POPI Act means the Protection of Personal Information Act 4 of 2013 as may be amended from time to time;

  • Act of 1993 means Roads Act 1993;

  • Act of 1998 means the Food Safety Authority of Ireland Act 1998 (No. 29 of 1998);

  • Act of 1995 means the Consumer Credit Act 1995;